Our Amazing Team
Paul Derek Sawyer
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Meet Paul
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Paul’s Education
Paul’s Work History
Paul Knows About
- Financial Services
- Mortgages
- Compliance
- Financial Conduct Authority Requirements
Paul’s Qualifications & Courses
- Member of the Association of Professional Compliance Consultants (APCC)
- Complyport Associate Program Member
- Member of The Compliance Register (TCR)
Featured In & Other References
LOOKING BACK
Experience
Paul got his start in financial services in 1976 and has worked in most arenas in financial services including Stockbroking, Investment and Retail Banking, Funds and Asset Management, as well as Energy Commodities, Online Forex and CFD broking.
This broad base of experience provides a well-rounded knowledge of most financial product types and services. He also uses this knowledge to give back to the community whenever possible
Paul is currently the Director of Alpha Capital Compliance Limited.
Paul has worked for:
Alpha Capital Markets Plc (Company No: 11998181)
Trastra Ltd (Company No: 10966907)
FXOPEN Ltd (Company No: 07273392)
Professional Bodies
Memberships
- Member of the Association of Professional Compliance Consultants (APCC)
- Alpha Capital Compliance is a Member of The Compliance Register (TCR)
- Complyport Associate Program Member
In the past, Paul has also been registered the FCA for:
- Controlled Functions SMF29 (Senior Management Function)
- CF10 (Compliance Oversight)
- CF10a (CASS Oversight)
- CF11 (Money Laundering Reporting Officer)
Putting in the hard work
Education
- Securities and Futures Authority Registered Representative
- Securities and Futures Authority Futures and Options Registered Representative
- FCA accredited Futures and Options Association ‘Compliance in Derivatives’ exam
Paul’s Top Picks
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